Requirements to become a stockbroker in south africa

In order to become a qualified Stockbroker you have to pass the Stockbroker exams set and administered by SAIS. Membership of SAIS requires the payment of annual membership fees and adherence to the SAIS Code of Conduct.

requirements to become a stockbroker in south africa

According to the JSE Rules Section 3 - Authorisations and Approval this designation is a requirement for those who want to open their own stockbroking firms.

Introduction to the Financial Markets Regulation and Ethics of the South African Financial Markets The Equity Market The Derivatives Markets The Bonds Market Passed or has been granted exemption from all of the following SAIFM Registered Persons Examinations: Introduction to the Financial Markets Regulation and Ethics of the South African Financial Markets The Equity Market The Derivatives Markets The Bonds Market JSE Settlement Officer JSE Compliance Officer JSE Registered Securities Trader The Postgraduate Diploma in Financial Markets University of Johannesburg The learning programme The learning programme consists of five comprehensive and focused modules that aim to prepare practitioners for a career in stockbroking.

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The modules focus on best practice and aim to promote professionalism, integrity and credibility. Finance Investment Advice and Portfolio Management Taxation Rules I Rules II The syllabi are made available to candidates once they have registered for the exams.

The study materials consist of prescribed text books and publications, study notes and lectures. The attendance of lectures is not compulsory but it is highly recommended.

As from February the University of Johannesburg has been offering the Post Graduate Diploma in Financial Markets. This qualification exempts students from the Rules I exam.

Stockbroker

A person who is a fully qualified Chartered Financial Analyst CFAbut not to anybody who has only passed one or two years CFA ; or a B. Com Honours Investmentswith the appropriate majors. A person who is a fully qualified CFA; or a fully qualified Chartered Accountant South Africa CA SA ; or has an accounting degree with Requirements to become a stockbroker in south africa III.

SAIS is a respected professional body with real relevance, speaking with one voice for the good of all South African financial market participants.

requirements to become a stockbroker in south africa

Together we set the standards of professional excellence and integrity, providing qualifications and promoting the highest level of competence.

Student Members are candidates that are registered for Rules I, Rules II or Investments, Finance and Tax Examinations.

Becoming A Stockbroker In South Africa | Harzel Group Of Companies - Stock Market College

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Home Becoming a Stockbroker Becoming a Stockbroker. How to stock market chart history 2016s a Stockbroker In order to become a qualified Stockbroker you have to pass the Stockbroker exams set and administered by SAIS. Introduction to the Financial Markets Regulation and Ethics of the South African Financial Markets The Equity Market The Derivatives Markets Mark so forex club asia Bonds Market JSE Settlement Officer JSE Compliance Officer JSE Registered Securities Trader The Postgraduate Diploma in Financial Markets University of Johannesburg.

The learning programme The learning programme consists of five comprehensive and focused modules that aim to prepare practitioners for a career in stockbroking.

requirements to become a stockbroker in south africa

Exemptions Exemption from examinations may be granted if a candidate is qualified as follows: Exemption from the Rules I examination As from February the University of Johannesburg has been offering the Post Graduate Diploma in Financial Markets. Exemption from the Investment Advice and Portfolio Management examination A person who is a fully qualified Chartered Financial Analyst CFAbut not to anybody who has only passed one or two years CFA ; or a B.

Exemption from the Finance examination A person who is a fully qualified CFA; or a fully qualified Chartered Accountant South Africa CA SA ; or has an accounting degree with Accounting III. Exemption from the Taxation examination A person who is a fully qualified CA SA ; or has an accounting degree with Taxation III.

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About Us SAIS is a respected professional body with real relevance, speaking with one voice for the good of all South African financial market participants. Contact Us 51 West Street Houghton Johannesburg South Africa Phone: SAIS offers a variety of designations for individual SAIS members. SAIS offers corporate membership for financial markets institutions.

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